Capital Markets

Feb 15
2 min

Hong Kong - SFC’s Consultation On Investor Identification & Over-The-Counter Securities Transactions

On 4 December 2020, the SFC published a consultation paper on proposals to (1) implement an investor identification regime at trading level

Feb 7
3 min

Trading Derivatives With Hong Kong Open-Ended Fund Companies.

A new fund structure in the form of an “open-ended fund company” (an “OFC”) was introduced under the Securities and Futures Ordinance (Cap.

Feb 7
4 min

Philippine Central Bank Adopts Travel Rule And New Capital Requirement For Virtual ASP.

The Bangko Sentral ng Pilipinas (“BSP”), in BSP Circular No. 1108 series of 2021 (“New Guidelines”), promulgated new rules regulating Virtua

Dec 28, 2020
2 min

Indonesia Stock Exchange Revisits Equity Trading Rules.

The Indonesia Stock Exchange (“IDX”) has amended its regulations on the trading of equity securities through IDX Board of Directors’ Resolut

Dec 22, 2020
4 min

HK - Proposed Enhancements To Competency Framework For Intermediaries & Individual Practitioners

Hong Kong - SFC Consults On Proposed Enhancements To Competency Framework For Intermediaries And Individual Practitioners.

Dec 22, 2020
3 min

Securities Commission Malaysia Enhances IPO Framework Under The Revised Equity Guidelines.

On 11 November 2020, the Securities Commission Malaysia (“SC”) issued the revised Equity Guidelines which will take effect on 1 January 2...

Nov 23, 2020
2 min

India - SEBI Streamlines Process For Schemes Of Arrangement.

SEBI has streamlined the process for filing of draft schemes of arrangement by listed entities for approval of the stock exchanges with effe

Nov 16, 2020
2 min

China Integrates And Further Liberalizes QFII/RQFII Schemes.

On 25 September 2020, China Securities Regulatory Commission (CSRC), People’s Bank of China (PBOC) and State Administration of Foreign Excha

Nov 16, 2020
5 min

Enhancement To Hong Kong’s Open-Ended Fund Company Structure.

On 20 December 2019, Hong Kong’s Securities and Futures Commission (SFC) issued a consultation paper on proposed enhancements to the open-en

Nov 5, 2020
8 min

China - Precautions-the "Private" Issue In Privatization Transactions.

A previous article by our firm has sorted out and summarized privatization transactions ( click here ). As a companion article, this article

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